Vaughn A. Reeves
Professional summary
Vaughn Alan Reeves SR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vaughn is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Vaughn had worked at 3 firms, which includes ALANAR INCORPORATED, AMI SECURITIES INC., SHARE FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1988 - July 8, 2005
ALANAR INCORPORATED
February 12, 1986 - September 12, 1988
AMI SECURITIES, INC.
August 25, 1983 - March 7, 1986
SHARE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 3/21/1990
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ALANAR INCORPORATED
CRD#: 23225 / SEC#: , 8-40287
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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