Debra L. Friednash
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Lynn Friednash, who also goes by Debra Lynn Rosen, was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1994. Debra had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2011 - January 28, 2013
SCOTTSDALE CAPITAL ADVISORS CORP
September 5, 2007 - December 16, 2009
LPL FINANCIAL LLC
September 1, 2004 - August 25, 2006
WEDGE SECURITIES, LLC
February 28, 2003 - September 8, 2004
AVANTAX INVESTMENT SERVICES, INC.
April 7, 2000 - May 18, 2001
MORGAN STANLEY DW INC.
January 7, 2000 - March 13, 2000
CHARLES SCHWAB & CO., INC.
December 20, 1994 - August 16, 1999
D.E. FREY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCOTTSDALE CAPITAL ADVISORS CORP
CRD#: 118786 / SEC#: 801-60965, 8-53685
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
