Cheryl L. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Lynn Payne, who also goes by Cheri Eldred, Cheryl Lynn Eldred, Cheryl Eldred, Cheri Payne, Cheryl L Payne, Cheryl Lynn Payne, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 1986. Cheryl had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2021 - February 1, 2023
FIDELITY BROKERAGE SERVICES LLC
July 9, 2018 - March 12, 2020
MORGAN STANLEY
June 20, 2018 - March 12, 2020
MORGAN STANLEY
November 9, 2015 - May 29, 2018
RBC CAPITAL MARKETS, LLC
November 9, 2015 - May 29, 2018
RBC CAPITAL MARKETS, LLC
April 1, 2013 - November 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 2013 - November 20, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2000 - October 18, 2012
CHARLES SCHWAB & CO., INC.
February 20, 1992 - June 15, 1998
CHARLES SCHWAB & CO., INC.
April 25, 1986 - July 11, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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