William W. Bantrup
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Walter Bantrup was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1961. William had worked at 4 firms and has passed the Series 65, Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2016 - March 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
August 21, 2002 - March 31, 2016
MOLONEY SECURITIES CO., INC.
January 9, 2002 - March 31, 2016
MOLONEY SECURITIES CO., INC.
March 23, 1990 - December 31, 2001
OPPENHEIMER & CO. INC.
November 13, 1961 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
State Registrations and Notice Filings
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Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 7/14/1958
Registered Representative ExaminationCurrent Firm
MOLONEY INVESTMENT ADVISORY LLC
CRD#: 282140 / SEC#: 801-107025
Contact information
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