Scott W. Witten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott William Witten was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2012. Scott had worked at 1 firm and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2012 - September 26, 2013
SIMPLEX TRADING, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 9/13/2012
Proprietary Trader Qualification ExaminationCurrent Firm
SIMPLEX TRADING, LLC
CRD#: 153585 / SEC#: , 8-68556
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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