Glen L. Thormodsgaard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Loren Thormodsgaard was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1983. Glen had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 1995 - July 13, 1998
WMA SECURITIES, INC.
April 7, 1995 - November 14, 1995
PFS INVESTMENTS INC.
August 19, 1992 - December 31, 1994
IFG NETWORK SECURITIES, INC.
November 29, 1991 - August 19, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 20, 1983 - December 6, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
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