Tony E. Tucker
Professional summary
Tony Edward Tucker JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Tony is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Tony had worked at 8 firms, which includes EDI FINANCIAL INC., AMERICAN GENERAL EQUITY SERVICES CORPORATION, PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., WS GRIFFITH SECURITIES INC., CONSECO FINANCIAL SERVICES INC., GUARDIAN INVESTOR SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1993 - March 24, 2014
EDI FINANCIAL, INC.
June 22, 1993 - February 12, 1998
AMERICAN GENERAL EQUITY SERVICES CORPORATION
March 2, 1990 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
February 24, 1989 - June 13, 1989
METROPOLITAN LIFE INSURANCE COMPANY
February 24, 1989 - June 13, 1989
MSI FINANCIAL SERVICES, INC.
March 2, 1987 - April 7, 1988
WS GRIFFITH SECURITIES, INC.
August 15, 1986 - March 26, 1987
CONSECO FINANCIAL SERVICES, INC.
January 8, 1984 - August 26, 1986
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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