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RB

Robert L. Bryant

FIRST ASSET FINANCIAL
Salina, KS 67401
Some features on this profile are disabled
CRD#: 1194015
RB

Professional summary


Robert Lee Bryant, who also goes by Bob Bryant, is a registered financial professional currently at FIRST ASSET FINANCIAL INC. located in Salina, Kansas.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bob Bryant

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert Lee Bryant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 27, 2006 - Present

FIRST ASSET FINANCIAL INC.

Office #1: 110 E. Iron Ave., Salina, KS 67401
BD
CRD#: 139107
Salina, KS
Past

January 2, 2004 - July 27, 2006

IRON STREET SECURITIES INC.

BD
CRD#: 46338
SALINA, KS
Past

October 9, 1997 - December 31, 2003

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

July 7, 1992 - October 9, 1997

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

August 13, 1990 - July 13, 1992

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

November 7, 1989 - August 2, 1990

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

October 24, 1983 - December 18, 1987

ASSOCIATED COMMERICAL SECURITIES CORPORATION

BD
CRD#: 13614

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kansas
(7/27/2006)
RR
Missouri
(7/27/2006)

Exams


State Security Law Exam
RR
Series 63
Date: 10/17/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FA
FIRST ASSET FINANCIAL INC.
FIRST ASSET FINANCIAL INC.

CRD#: 139107 / SEC#: , 8-67191

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
110 E. Iron Ave., Salina, KS 67401
Mailing Address
110 E. Iron Ave., Salina, KS 67401
Phone number
(785) 825-5050
Established
Kansas since 06/15/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AMERICAN GLOBAL WEALTH SERVICES, INCOWNER
CIANTRO, PHILIP GERARDFINOP2350685
FAULK, RACHELCCO7712313
HAMMAN, ROBERT LEEPRESIDENT, ROSFP827526

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST ASSET FINANCIAL INC.

CRD#: 139107Salina, KS 67401

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