Peter T. Portanova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Thomas Portanova was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 10 firms and has passed the Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2016 - October 9, 2024
BANKERS LIFE ADVISORY SERVICES, INC.
June 15, 2016 - October 9, 2024
BANKERS LIFE SECURITIES, INC.
November 26, 2013 - November 21, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 25, 2013 - November 21, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 18, 2012 - March 26, 2013
VOYA FINANCIAL ADVISORS, INC.
August 22, 2012 - March 26, 2013
VOYA FINANCIAL ADVISORS, INC.
October 21, 2010 - July 12, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
April 27, 2009 - September 30, 2010
CHASE INVESTMENT SERVICES CORP.
April 27, 2009 - September 30, 2010
CHASE INVESTMENT SERVICES CORP.
August 1, 2008 - January 8, 2009
NATIONWIDE SECURITIES, LLC
August 1, 2008 - January 8, 2009
NATIONWIDE SECURITIES, LLC
June 16, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
March 13, 2002 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
December 18, 2000 - December 7, 2001
MONY SECURITIES CORPORATION
September 21, 1983 - December 21, 2000
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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