Anthony T. Portelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Thomas Portelli JR, who also goes by Anthony Thomas Portelli, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1992. Anthony had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2010 - November 30, 2016
VIRTU ALTERNET SECURITIES LLC
March 1, 2010 - November 30, 2016
VIRTU ITG LLC
August 15, 2003 - February 26, 2010
VELOCITY CLEARING, LLC
April 24, 2003 - December 15, 2009
NYFIX MILLENNIUM, L.L.C.
January 13, 2003 - October 1, 2007
NYFIX TRANSACTION SERVICES, INC.
October 30, 2000 - December 13, 2002
CITIGROUP GLOBAL MARKETS INC.
August 1, 1997 - October 3, 2000
DB ALEX. BROWN LLC
January 3, 1995 - July 3, 1997
SBC WARBURG, INC.
December 15, 1992 - January 3, 1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRTU ALTERNET SECURITIES LLC
CRD#: 47867 / SEC#: , 8-51939
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
