Karin R. Hayes

AMERICAN REALTY ADVISORS

ORLANDO, FL 32814

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CRD#: 1193715

Professional summary

Karin Richelle Hayes is a registered financial advisor currently at AMERICAN REALTY ADVISORS located in Orlando, Florida.

Karin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Karin has worked at 2 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karin Richelle Hayes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2007 - Present

AMERICAN REALTY ADVISORS

Office #1: 4767 New Broad Street, Orlando, FL 32814

RIA

CRD#: 107965

ORLANDO, FL

Past

April 29, 2003 - January 5, 2007

ICC CAPITAL MANAGEMENT INC

RIA

CRD#: 108806

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN REALTY ADVISORS

AMERICAN INSTITUTIONAL REALTY ADVISORS | FIRST FIDUCIARY REALTY ADVISORS, INC. ("RELYING ADVISER") | FIRST FIDUCIARY REALTY ADVISORS | AMERICAN REALTY ADVISORS, LLC | AMERICAN REALTY ADVISORS

CRD#: 107965 / SEC#: 801-37721

RIA

Registered Investment Advisory firm - (11/15/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/27/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/2002

Uniform Securities Agent State Law Examination

Current Firm

AMERICAN REALTY ADVISORS

AMERICAN INSTITUTIONAL REALTY ADVISORS | FIRST FIDUCIARY REALTY ADVISORS, INC. ("RELYING ADVISER") | FIRST FIDUCIARY REALTY ADVISORS | AMERICAN REALTY ADVISORS, LLC | AMERICAN REALTY ADVISORS

CRD#: 107965 / SEC#: 801-37721

RIA

Registered Investment Advisory firm - (11/15/1990 Approved)

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Contact information

Main Address

515 S. Flower St. 49th Floor, Los Angeles, CA, 90071

Mailing Address

Phone number

(213) 233-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMERICAN REALTY ADVISORS, LLC ADV PART 2A BROCHURE MARCH 2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 3,283,044,979

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
10/31/2024	Cover Page	Report
12/18/2023	Cover Page	Report
03/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karin R. Hayes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karin Richelle Hayes's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN REALTY ADVISORS

ICC CAPITAL MANAGEMENT INC

Primary Firm SEC Registration

AMERICAN REALTY ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2003

Series 63

Date: 9/6/2002

Current Firm

AMERICAN REALTY ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERICAN REALTY ADVISORS

TRUST BUT VERIFY

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