Charles N. Auerbach

TLG ADVISORS

Colliersville, TN 38017

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CRD#: 1193682

Professional summary

Charles Nmn Auerbach, who also goes by Charles Auerbach, is a registered financial advisor currently at TLG ADVISORS, INC. located in Colliersville, Tennessee.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Charles has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Auerbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INDEPENDENT INSURANCE AGENT- 1/6/2000 - 185 N Main Street, Collierville, TN 38017 - Agent/Broker, Sell non variable life and DI insurance, Not Invt Rel, Insurance business, 5 hrs/mo; 5 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Nmn Auerbach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2023 - Present

TLG ADVISORS, INC.

Office #1: 185 N Main Street, Colliersville, TN 38017

RIA

CRD#: 111052

Colliersville, TN

Past

October 4, 2019 - April 12, 2023

MAS ADVISORS LLC

RIA

CRD#: 165906

Collerville, TN

Past

September 4, 2012 - October 18, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

CORDOVA, TN

Past

July 31, 2012 - October 18, 2019

LPL FINANCIAL LLC

CRD#: 6413

CORDOVA, TN

Past

January 21, 2009 - September 30, 2019

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 146236

CORDOVA, TN

Past

March 24, 2004 - July 31, 2012

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

CORDOVA, TN

Past

February 6, 2004 - December 31, 2008

WEALTH STRATEGIES ADVISORY GROUP, INC.

RIA

CRD#: 119334

CORDOVA, TN

Past

July 7, 2003 - July 31, 2012

NATIONAL PLANNING CORPORATION

CRD#: 29604

CORDOVA, TN

Past

February 15, 2002 - July 8, 2003

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 17, 2001 - February 15, 2002

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

July 1, 1994 - September 14, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 28, 1990 - July 5, 1994

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

February 13, 1990 - November 28, 1990

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

April 6, 1989 - December 21, 1989

INVESTORS ASSET MANAGEMENT, INC.

CRD#: 7968

Past

November 1, 1983 - March 2, 1989

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/28/1983

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/13/2001

General Securities Principal Examination

Current Firm

TLG ADVISORS, INC.

CRD#: 111052 / SEC#: 801-60458

RIA

Registered Investment Advisory firm - (8/6/2001 Approved)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

Phone number

(888) 371-0013

Established

Firm type

Fiscal year end

# of Employees

280

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	6,331
AUM (Assets Under Management)	$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Charles N. Auerbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Nmn Auerbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAS ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ADVANTAGE INVESTMENT MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

WEALTH STRATEGIES ADVISORY GROUP, INC.

NATIONAL PLANNING CORPORATION

WALNUT STREET SECURITIES, INC.

SECURITIES SERVICE NETWORK, LLC

FSC SECURITIES CORPORATION

KEOGLER, MORGAN & COMPANY, INC.

TITAN/VALUE EQUITIES GROUP, INC.

INVESTORS ASSET MANAGEMENT, INC.

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

TLG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1983

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Series 22

Date: 10/28/1983

Series 24

Date: 11/13/2001

Current Firm

TLG ADVISORS, INC.

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLG ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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