George F. Stafford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George F Jr Stafford was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2006. George had worked at 4 firms and has passed the Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2021 - February 7, 2022
MAREX NORTH AMERICA SECURITIES LLC
January 2, 2014 - July 29, 2014
XFA SECURITIES, LLC
September 4, 2013 - May 18, 2023
X-CHANGE FINANCIAL ACCESS, LLC
March 10, 2006 - September 27, 2013
MEB OPTIONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
MAREX NORTH AMERICA SECURITIES LLC
CRD#: 307508 / SEC#: , 8-70580
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KROPKE, PAUL STEVEN | CHIEF COMPLIANCE OFFICER | 2572796 |
Red Flags
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