Charles F Peterein Jr
Professional Summary
Charles F Peterein JR, who also goes by Charles F Peterein, Charles Francis Peterein Jr, Charles Frederick Peterein Jr, Charles Frederick Peterein, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1988 - 2009. Charles had worked at 6 firms and has passed the Series 7 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charles F Peterein, Charles Francis Peterein Jr, Charles Frederick Peterein Jr, Charles Frederick Peterein
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
ALPHAGEN SECURITIES LLC | SALLERSON-TROOB LLC | LUPO SECURITIES, LLC
Contact Information
Established
Illinois since 06/01/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
13Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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