Robert J. Potvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Potvin JR, who also goes by Bob Potvin, Robert John Potvin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 2, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2017 - November 15, 2018
BOUSTEAD SECURITIES, LLC
August 8, 2011 - October 5, 2015
CORESTONE DISTRIBUTORS, LLC
July 2, 2007 - August 7, 2007
BNY MELLON SECURITIES CORPORATION
July 20, 2004 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
May 7, 2004 - December 31, 2005
MBSC, LLC
April 23, 1991 - August 4, 1993
FUNDS DISTRIBUTOR, LLC
November 19, 1989 - July 31, 1990
OSAIC WEALTH, INC.
February 5, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 20, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 20, 1983 - February 19, 1991
OSAIC FA, INC.
December 20, 1983 - August 29, 1991
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/30/1996
Non-Member General Securities ExaminationCurrent Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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