William J. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Johnson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2011 - March 26, 2012
FERRETTI GROUP, INC.
April 3, 2009 - August 18, 2011
PACIFIC AMERICAN SECURITIES, LLC
February 24, 2009 - August 25, 2011
LOMBARDI & CO., INC.
May 21, 2008 - March 4, 2009
HALCYON CABOT PARTNERS, LTD.
April 2, 2007 - February 27, 2009
ABN AMRO CLEARING USA LLC
October 4, 2006 - March 30, 2007
TRADITION SECURITIES AND DERIVATIVES LLC
November 20, 1995 - November 29, 1995
AUTRANET, LLC
August 20, 1993 - July 27, 2006
THE GRISWOLD COMPANY, INCORPORATED
May 21, 1985 - November 7, 1985
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FERRETTI GROUP, INC.
CRD#: 47768 / SEC#: , 8-51895
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
