James K. Davis

TEXAS CORPORATE CAPITAL ADVISORS

Dallas, TX 75201

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CRD#: 1193383

Professional summary

James Kevin Davis is a registered financial professional currently at TEXAS CORPORATE CAPITAL ADVISORS located in Dallas, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2023 - Present

TEXAS CORPORATE CAPITAL ADVISORS

Office #1: 100 Crescent Court Suite 700, Dallas, TX 75201

CRD#: 135671

Dallas, TX

Past

September 20, 2022 - June 16, 2023

TCBI SECURITIES, INC.

CRD#: 313304

DALLAS, TX

Past

November 1, 2005 - September 12, 2022

TEXAS CORPORATE CAPITAL ADVISORS

CRD#: 135671

DALLAS, TX

Past

July 14, 2003 - October 30, 2003

FIFTH STREET CAPITAL, LLC

CRD#: 103701

AUSTIN, TX

Past

May 18, 2000 - January 23, 2002

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

LOS ANGELES, CA

Past

July 22, 1994 - July 8, 1998

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 23, 1993 - May 6, 1994

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

November 22, 1983 - January 13, 1993

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/5/2023)

Exams

State Security Law Exam

Series 63

Date: 2/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 3/31/2008

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/1/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TEXAS CORPORATE CAPITAL ADVISORS

TECCA HOLDINGS LLC | TEXAS CORPORATE CAPITAL ADVISORS

CRD#: 135671 / SEC#: , 8-66939

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

100 Crescent Court Suite 700, Dallas, TX 75201

Mailing Address

100 Crescent Court Suite 700, Dallas, TX 75201

Phone number

(214) 459-3169

Established

Texas since 04/07/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DAVIS, JAMES KEVIN	OWNER/CCO/MANAGING DIRECTOR/PRESIDENT/FINOP	1193383

Red Flags

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James K. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Kevin Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

TCBI SECURITIES, INC.

TEXAS CORPORATE CAPITAL ADVISORS

FIFTH STREET CAPITAL, LLC

HOULIHAN LOKEY CAPITAL, INC.

BANC OF AMERICA SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

SBC WARBURG DILLON READ INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1983

Series 14

Date: 1/2/2023

Series 27

Date: 3/31/2008

Series 24

Date: 9/1/2005

FINRA

Current Firm

TEXAS CORPORATE CAPITAL ADVISORS

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TEXAS CORPORATE CAPITAL ADVISORS

TRUST BUT VERIFY

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