Henry H. Decora
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Howard Decora, who also goes by Hank Decora, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1983. Henry had worked at 4 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2006 - April 22, 2008
TRIDENT PARTNERS LTD.
July 30, 2004 - February 2, 2006
TRIDENT PARTNERS LTD.
May 2, 2003 - July 29, 2004
SANDGRAIN SECURITIES LLC
May 17, 2002 - February 7, 2003
GLENN MICHAEL FINANCIAL, INC.
September 17, 1992 - August 25, 1998
NYLIFE SECURITIES LLC
November 8, 1983 - January 28, 1987
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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