Scott W. Rivard

ALLSTATE FINANCIAL ADVISORS

Simpsonville, SC 29681-2602

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CRD#: 1193114

Professional summary

Scott Winston Rivard, who also goes by Scott Winston Rivard, Scott W Rivard, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Simpsonville, South Carolina and ALLSTATE FINANCIAL SERVICES, LLC located in Simpsonville, South Carolina.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Scott has worked at 21 firms and has passed the Series 65, Series 63, Series 22TO, Series 7TO, Series 6TO, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Winston Rivard | Scott W Rivard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

E.K. RIVARD, LLC. POSITION: President NATURE: E.K. Rivard, LLC. is simply an entity created to receive proceeds / compensation from Allstate Financial Services. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2025 ADDRESS: 24 Barnwood Circle, Greenville SC 29607, United States DESCRIPTION: E.K. Rivard, LLC. as stated is where any and all compensation earned through Allstate will be deposited.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Winston Rivard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 100 W Curtis St, Simpsonville, SC 29681-2602

RIA

CRD#: 109524

Simpsonville, SC

Current

July 17, 2025 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 100 W Curtis St, Simpsonville, SC 29681-2602

CRD#: 18272

Simpsonville, SC

Past

February 21, 2025 - July 11, 2025

CHELSEA ADVISORY SERVICES, INC

RIA

CRD#: 150791

Greenville, SC

Past

September 4, 2024 - July 11, 2025

CHELSEA FINANCIAL SERVICES

CRD#: 47770

STATEN ISLAND, NY

Past

May 3, 2024 - June 13, 2024

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

GREENVILLE, SC

Past

January 26, 2024 - June 13, 2024

PRINCIPAL SECURITIES, INC.

CRD#: 1137

GREENVILLE, SC

Past

May 24, 2023 - June 2, 2023

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Fountain Inn, SC

Past

May 24, 2023 - June 2, 2023

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Fountain Inn, SC

Past

February 8, 2023 - May 10, 2023

WEALTHSPIRE RETIREMENT ADVISORY

RIA

CRD#: 121254

Greenville, SC

Past

May 13, 2021 - October 19, 2021

CBIZ INVESTMENT ADVISORY SERVICES, LLC

RIA

CRD#: 286002

Greenville, SC

Past

October 24, 2019 - May 4, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCHESTER, NY

Past

October 17, 2019 - May 4, 2021

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

October 7, 2016 - October 16, 2019

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Rochester, NY

Past

November 13, 2015 - September 30, 2016

ADVISEME NATIONAL ADVISORS

RIA

CRD#: 141129

Rochester, NY

Past

August 24, 2015 - August 25, 2015

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Rochester, NY

Past

August 24, 2015 - October 16, 2019

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Rochester, NY

Past

January 2, 2014 - August 25, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ROCHESTER, NY

Past

August 14, 2012 - December 31, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

ROCHESTER, NY

Past

August 14, 2012 - August 25, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

ROCHESTER, NY

Past

June 1, 2012 - August 15, 2012

FINANCIAL TELESIS INC

RIA

CRD#: 31012

PITTSFORD, NY

Past

June 1, 2012 - August 15, 2012

FINANCIAL TELESIS INC

CRD#: 31012

PITTSFORD, NY

Past

March 7, 2011 - June 4, 2012

SOUTHEAST INVESTMENTS, N.C., INC.

RIA

CRD#: 43035

PITTSFORD, NY

Past

March 27, 2007 - June 4, 2012

SOUTHEAST INVESTMENTS, N.C., INC.

CRD#: 43035

CHARLOTTE, NC

Past

December 22, 1998 - March 30, 2007

PRINCIPAL SECURITIES, INC.

CRD#: 1137

PITTSFORD, NY

Past

June 6, 1997 - December 18, 1998

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

October 18, 1995 - June 9, 1997

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

February 16, 1994 - October 24, 1995

ESSEX CAPITAL MARKETS, INC.

CRD#: 11896

ROCHESTER, NY

Past

September 1, 1992 - January 25, 1994

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

March 27, 1989 - September 2, 1992

LESKO SECURITIES INC.

CRD#: 10091

VESTAL, NY

Past

April 27, 1988 - March 29, 1989

IFMG SECURITIES, INC.

CRD#: 14416

Past

September 25, 1985 - May 17, 1988

MML INVESTORS SERVICES, LLC

CRD#: 10409

Past

October 6, 1983 - October 4, 1985

SIGNATOR INVESTORS, INC.

CRD#: 468

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Carolina
(7/17/2025)

IAR

South Carolina
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 7/2/2022

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 7TO

Date: 7/2/2022

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 7/2/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/24/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/17/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott W. Rivard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Winston Rivard's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

CHELSEA ADVISORY SERVICES, INC

CHELSEA FINANCIAL SERVICES

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

WEALTHSPIRE RETIREMENT ADVISORY

CBIZ INVESTMENT ADVISORY SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL GROUP, LLC

ADVISEME NATIONAL ADVISORS

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

SOUTHEAST INVESTMENTS, N.C., INC.

SOUTHEAST INVESTMENTS, N.C., INC.

PRINCIPAL SECURITIES, INC.

CADARET, GRANT & CO., INC.

NATHAN & LEWIS SECURITIES, INC.

ESSEX CAPITAL MARKETS, INC.

CADARET, GRANT & CO., INC.

LESKO SECURITIES INC.

IFMG SECURITIES, INC.

MML INVESTORS SERVICES, LLC

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2011

Series 63

Date: 12/12/1983

Series 22TO

Date: 7/2/2022

Series 7TO

Date: 7/2/2022

Series 6TO

Date: 7/2/2022

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2000

Series 22

Date: 5/17/1984

Series 6

Date: 10/4/1983

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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