Kenneth J. Catanzarite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Joseph Catanzarite was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2019 - December 31, 2025
AEGIS ASSET MANAGEMENT, INC.
April 11, 2016 - May 15, 2020
AEGIS ASSET MANAGEMENT INC
August 4, 2011 - December 31, 2015
AEGIS ASSET MANAGEMENT INC
January 11, 1995 - August 25, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 11, 1995 - August 25, 1995
SIGNATOR INVESTORS, INC.
August 4, 1988 - January 4, 1993
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 19, 1984 - January 30, 1990
DEL MAR SECURITIES, INC.
October 12, 1983 - February 15, 1985
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AEGIS ASSET MANAGEMENT, INC.
CRD#: 305008 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 11,469,468 |
Red Flags
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