KC
Kenneth J. Catanzarite
AEGIS ASSET MANAGEMENT
Anaheim, CA 92801
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CRD#: 1193073
KC
Professional summary
Kenneth Joseph Catanzarite is a registered financial advisor currently at AEGIS ASSET MANAGEMENT, INC. located in Anaheim, California.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kenneth has worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. CATANZARITE IS ENGAGED IN VARIOUS BUSINESS PURSUITS, THE ADDRESSES FOR ALL OF WHICH ARE: 2331 WEST LINCOLN AVENUE, ANAHEIM, CA 92801. MR. CATANZARITE IS AND HAS BEEN SINCE 1/14/1985 THE PRESIDENT AND CONTROLLING SHAREHOLDER OF CATANZARITE LAW CORPORATION, A PROFESSIONAL LAW CORPORATION, WHERE HE IS LEAD COUNSEL. THE NATURE OF THIS BUSINESS IS THE PROVISION OF LEGAL ADVICE AND SERVICES ON A FEE FOR SERVICE BASIS -- PRIMARILY BUSINESS LITIGATION, BUT ALSO PENSION CONSULTING AND PENSION ADMINISTRATION SERVICES. MR. CATANZARITE IS AND HAS BEEN SINCE 3/1/1985 THE PRESIDENT OF AND CONTROLLING SHAREHOLDER IN AEGIS PROPERTIES, INC., A REAL ESTATE BROKERAGE FIRM FOR WHICH MR. CATANZARITE IS THE MANAGING BROKER OF RECORD. THE NATURE OF THIS BUSINESS IS REAL ESTATE BROKERAGE ACTIVITIES INVOLVING THE BUYING, SELLING AND MANAGEMENT OF REAL ESTATE. MR. CATANZARITE IS AND HAS BEEN SINCE 4/8/2005 THE PRESIDENT OF AND CONTROLLING SHAREHOLDER OF AEGIS BUILDERS, INC., A CONSTRUCTION MANAGEMENT FIRM. THE NATURE OF THIS BUSINESS IS THE CONSTRUCTION, MAINTENANCE AND REPAIR OF RESIDENTIAL, OFFICE AND INDUSTRIAL BUILDINGS. MR. CATANZARITE IS AND HAS BEEN SINCE 12/8/1982 THE PRESIDENT OF AND CONTROLLING SHAREHOLDER OF CATANZARITE & CO., INC., A REAL ESTATE DEVELOPMENT AND REAL ESTATE HOLDING COMPANY. THE NATURE OF THIS BUSINESS IS THE DEVELOPMENT AND OWNERSHIP OF REAL ESTATE. THE ABOVE-NOTED REAL ESTATE-RELATED FIRMS PRESENTLY HANDLE ONLY PERSONAL BUSINESS FOR MR. CATANZARITE AND HIS IMMEDIATE FAMILY. MR. CATANZARITE DEVOTES SUCH TIME AND ATTENTION TO AEGIS ASSET MANAGEMENT, INC. AS IS REASONABLY NECESSARY TO PERFORM HIS DUTIES AS PRESIDENT AND CHIEF INVESTMENT STRATEGIST. THE AMOUNT OF TIME THAT MR. CATANZARITE DEVOTES TO HIS VARIOUS BUSINESSES VARIES WIDELY ON A MONTH-BY-MONTH OR EVEN YEAR-BY-YEAR BASIS, DEPENDING UPON THE LEVEL OF ACTIVITY OF EACH SAID BUSINESSES DURING SUCH TIME FRAMES. AS A VERY ROUGH ESTIMATE, ON A MONTH-BY-MONTH BASIS MR. CATANZARITE SPENDS THE FOLLOWING AMOUNT OF TIME PER MONTH ON EACH BUSINESS -- AEGIS ASSET MANAGEMENT, INC.: 40 HOURS. CATANZARITE LAW CORPORATION: 140 HOURS. AEGIS PROPERTIES, INC.: 20 HOURS. AEGIS BUILDERS, INC.: 30 HOURS. CATANZARITE & CO., INC.: 10 HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Joseph Catanzarite's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
AEGIS ASSET MANAGEMENT, INC.
Office #1: 2331 West Lincoln Avenue, Anaheim, CA 92801RIA
CRD#: 305008
Anaheim, CA
Past
April 11, 2016 - May 15, 2020
AEGIS ASSET MANAGEMENT INC
RIA
CRD#: 111413
ANAHEIM, CA
Past
August 4, 2011 - December 31, 2015
AEGIS ASSET MANAGEMENT INC
RIA
CRD#: 111413
ANAHEIM, CA
Past
January 11, 1995 - August 25, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 11, 1995 - August 25, 1995
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
August 4, 1988 - January 4, 1993
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
January 19, 1984 - January 30, 1990
DEL MAR SECURITIES, INC.
BD
CRD#: 14411
Past
October 12, 1983 - February 15, 1985
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
AA
AEGIS ASSET MANAGEMENT, INC.
AEGIS ASSET MANAGEMENT, INC.
CRD#: 305008 / SEC#:
California
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Contact information
Main Address
2331 West Lincoln Avenue, Anaheim, CA 92801
Mailing Address
Phone number
(714) 635-9900
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 11,469,468 |
Red Flags
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