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VW

Vicki L. Wille

RANDOLPH & ASSOCIATES
Las Vegas, NV
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CRD#: 1192985
VW

Professional summary


Vicki Lynn Wille, who also goes by VIcki Lynn Baker, Vicki Lynn Silberberger, Vicki Lynn (silberberger) Wille, is a registered financial advisor currently at RANDOLPH & ASSOCIATES, LLC located in Las Vegas, Nevada.

Vicki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Vicki has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Vicki Lynn Baker | Vicki Lynn Silberberger | Vicki Lynn (silberberger) Wille

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
APPLICANT IS OWNER OF SILVER MOUNTAIN GROUP WHICH ADVISES CLIENTS ON SALES, PEOPLE SKILLS,AND AT TIMES WORKS WITH THE CEO'S, EXECUTIVES AND UPPER LEVEL MANAGEMENT ON REVIEWING COMPANIES PLANS, CHALLENGES AND GOALS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Vicki Lynn Wille's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 10, 2024 - Present

RANDOLPH & ASSOCIATES, LLC

RIA
CRD#: 108817
Las Vegas, NV
Past

February 17, 2005 - December 31, 2023

RANDOLPH & ASSOCIATES, LLC

RIA
CRD#: 108817
LAS VEGAS, NV
Past

May 24, 1999 - October 19, 2000

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

March 5, 1997 - May 13, 1999

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

November 28, 1989 - February 25, 1997

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

February 27, 1984 - December 16, 1989

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
DALLAS, TX
Past

September 21, 1983 - April 4, 1984

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(7/19/2024)
IAR
Texas
(5/10/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/9/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


R&
RANDOLPH & ASSOCIATES, LLC
RANDOLPH & ASSOCIATES | RANDOLPH MONEY MANAGEMENT, LTD. | RANDOLPH & ASSOCIATES, LTD | RANDOLPH & ASSOCIATES, LLC | RANDOLPH & ASSOCIATES LTD

CRD#: 108817 / SEC#: 801-58060

RIA
Registered Investment Advisory firm - (6/4/2001 Terminated)
Nevada
Registered Investment Advisory firm - (7/19/2024 Approved)
Oregon
Registered Investment Advisory firm - (5/10/2024 Terminated)
Texas
Registered Investment Advisory firm - (4/24/2024 Conditional Restricted)
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Contact information


Main Address
Las Vegas, NV
Mailing Address
Phone number
(702) 271-2218
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts81
AUM (Assets Under Management)$ 11,200,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RANDOLPH & ASSOCIATES, LLC

CRD#: 108817Las Vegas, NV

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