Rona K. Marsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rona Kraschel Marsh, who also goes by Rona Kay Kraschel, Rona Kraschel, Rona Kay Marsh, was a registered financial professional .
Rona is a previously registered financial professional and started their career in finance in 1983. Rona had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
November 24, 2014 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 2, 2013 - August 16, 2018
BB&T SECURITIES, LLC
January 2, 2013 - August 16, 2018
BB&T SECURITIES, LLC
December 13, 2010 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
December 13, 2010 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
August 31, 2006 - October 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
August 31, 2006 - October 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
December 12, 2003 - December 17, 2004
JBS LIBERTY SECURITIES, INC.
December 12, 2003 - December 17, 2004
JBS LIBERTY SECURITIES, INC.
October 25, 2002 - October 30, 2003
WAYPOINT ADVISORS, LLC
June 25, 2002 - August 1, 2002
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - August 1, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 19, 2001 - June 25, 2002
WACHOVIA SECURITIES, INC.
March 27, 2001 - June 15, 2002
WACHOVIA SECURITIES, INC.
January 5, 1998 - December 19, 2000
SIGNATOR INVESTORS, INC.
February 1, 1996 - October 3, 1996
WELLS FARGO INVESTMENTS, LLC
November 12, 1992 - July 28, 1995
SEAFIRST INVESTMENT SERVICES, INC.
July 5, 1990 - December 18, 1990
BANCAL INVESTMENT SERVICES, INC.
September 21, 1983 - April 24, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
