Ted L. Owens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Lynn Owens was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1983. Ted had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2002 - June 26, 2013
FIRST CAPITAL MANAGEMENT, L.L.C.
July 6, 1984 - June 14, 1985
DREXEL BURNHAM LAMBERT INCORPORATED
November 22, 1983 - July 5, 1984
MORGAN STANLEY DW INC.
October 20, 1983 - December 9, 1983
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CAPITAL MANAGEMENT, L.L.C.
CRD#: 118087 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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