Harold King Porter Iii
Professional Summary
Harold King Porter III, who also goes by Hal Porter III, Hal Porter, Harold King III Porter, is a registered financial advisor currently at SUMMIT WEALTH AND RETIREMENT PARTNERS located in Eagle, Idaho. Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Harold has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Hal Porter Iii, Hal Porter, Harold King Iii Porter
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.
Contact Information
Main Address
435 E Shore Drive Suite 220, Eagle, ID 83616Mailing Address
2000 Crow Canyon Place Suite 410, San Ramon, CA 94583Phone Number
(925) 927-1900# of Employees
12SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,018AUM (Assets Under Management)
$978,085,825Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DBA SUMMIT WEALTH & RETIREMENT PARTNERS | SUMMIT WEALTH AND RETIREMENT PARTNERS | SUMMIT WEALTH & RETIREMENT PLANNING, INC.
State Registrations and Notice Filings
(1/5/2017)
(1/8/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Oct 1983About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1983About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Harold King Porter III's CRS (Customer Relationship Summary).
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