Karen Chapin Colby
Professional Summary
Karen Chapin Colby, who also goes by Karen Anne Chapin, Karen Anne Savage, Karen Chapin Savage, was a registered financial advisor. Karen was a previously registered financial professional and started their career in finance 1983 - 2006. Karen had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karen Anne Chapin, Karen Anne Savage, Karen Chapin Savage
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
43 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
WINDWARD SECURITIES CORPORATION
Contact Information
Established
New Hampshire since 05/28/2003Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JEFFERSON PILOT SECURITIES CORPORATION | DIRECT OWNER | 3870 |
| ANGARELLA, RONALD RICHARD | DIRECTOR CHAIRMAN & CEO | 1785580 |
| ARMSTRONG, DAVID EDWARD | VICE PRESIDENT | 2465424 |
| BOOTH, DAVID KENNETH | PRESIDENT & DIRECTOR | 2030529 |
| CLIFFORD, LISA SCHLOSSER | ASSISTANT VICE PRESIDENT | 1745774 |
| CORNELIO, CHARLES CARMEN | DIRECTOR | 2081506 |
| HARDIMAN, CAROL ROBINSON | VICE PRESIDENT & DIRECTOR | 831061 |
| KENNEDY, MARTY EUGENE | VICE PRESIDENT | 2556052 |
| MANGO, PAULA LEMIRE | ASST. VP, PRIVACY AND AML OFFICER | 1060500 |
| MURRAY, MICHAEL FRANCIS | VICE PRESIDENT | 2074275 |
| SALAMY, KIM JAY | ASSISTANT VICE PRESIDENT | 1545465 |
| SALAMY, MARGARET ANN | ASSISTANT VICE PRESIDENT | 1578398 |
| STEVENSON, MICHAEL ROBERT | ASSISTANT VICE PRESIDENT | 2432668 |
| WAGNER, KENNETH LEE | CHIEF COMPLIANCE OFFICER | 1113763 |
| WESTON, JOHN ARTHUR | VICE PRESIDENT & TREASURER | 1244146 |
| WILBUR, DONNA MANNING | ASSISTANT TREASURER | 2475466 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1983About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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