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Russell Kent Childs

CRD# 1192883·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that Russell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Russell Kent Childs was a registered financial advisor. Russell was a previously registered financial advisor and started their career in finance 1983 - 2012. Russell had worked at 10 firms and has passed the Series 63, Series 3, Series 31, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years registered in the securities industry

Current & Past Employments

Past

ONYX WEALTH ADVISORS, INC.Past·CRD# 119558
RIA
Spring, TX
January 3, 2005 - October 9, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.Past·CRD# 103722
BD
Dallas, TX
January 20, 2005 - May 23, 2012
WESTPARK WEALTH ADVISORS, INC.Past·CRD# 130914
RIA
Houston, TX
June 24, 2004 - September 23, 2004
IMS SECURITIES, INC.Past·CRD# 35567
RIA
Spring, TX
July 19, 1999 - September 23, 2004
IMS SECURITIES, INC.Past·CRD# 35567
BD
Houston, TX
July 16, 1999 - September 23, 2004
SECURITIES AMERICA, INC.Past·CRD# 10205
BD
Lavista, NE
January 24, 1994 - July 13, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164
BD
Philadelphia, PA
January 2, 1998 - December 11, 1998
NEW ENGLAND SECURITIESPast·CRD# 615
BD
New York, NY
April 25, 1994 - October 6, 1997
CIBC WORLD MARKETS CORP.Past·CRD# 630
BD
New York, NY
January 23, 1990 - January 18, 1994
KNIBBE FINANCIAL GROUP, INC.Past·CRD# 14436
BD
October 28, 1988 - February 14, 1990
NEW ENGLAND SECURITIESPast·CRD# 615
BD
May 22, 1987 - October 31, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.Past·CRD# 145
BD
October 12, 1983 - October 19, 1987

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Current Firm

CL
CAMBRIDGE LEGACY SECURITIES L.L.C.

ABEL FINANCIAL | WEALTH MANAGEMENT ADVISORS | VALTA INC | U.S. WEALTH ADVISORS, INC. | TRUSTMARK FINANCIAL SERVICES | THE FOCUS GROUP ADVISORS | STRATEGIC FINANCIAL SOLUTIONS, INC. | SNIDER WEALTH MANAGEMENT | NORTHSTAR BROKERAGE | MYLER FINANCIAL PLANNING | MIKE HENRY & ASSOCIATES | MICELI CASTELLON | LIGHTHOUSE FINANCIAL GROUP | LEGACY WEALTH ADVISORS | KNIGHTSBRIDGE GROUP, LLC | IDEAL LIFE ADVISORS | HORIZON ADVISORS | COUR FINANCIAL LLC | CORNERSTONE FINANCIAL ADVISORS | CORNERSTOME FINANCIAL SERVICES, INC. | CAMBRIDGE LEGACY SECURITIES L.L.C. | BREEDLOVE FINANCIAL

CRD#: 103722 / SEC#: 8-52220
BD
Terminated by SEC on 06/12/2012

Contact Information

Established

Delaware since 09/09/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE CAMBRIDGE LEGACY GROUP, INC.SHAREHOLDER—
ARENDER, GREGORY ALLENFINANCIAL OPERATION PRINCIPAL5978765
FINCHER, TOMMY EDWARDPRESIDENT / CHIEF COMPLIANCE OFFICER1725266

Disclosures

Regulatory Event

8

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed May 2003About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed May 1999About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 1987About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Oct 1983About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1983About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed May 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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