Russell K. Childs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Kent Childs was a registered financial advisor .
Russell is a previously registered financial advisor and started their career in finance in 1983. Russell had worked at 10 firms and has passed the Series 63, Series 3, Series 31, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2005 - May 23, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
January 3, 2005 - October 9, 2012
ONYX WEALTH ADVISORS, INC.
June 24, 2004 - September 23, 2004
WESTPARK WEALTH ADVISORS, INC.
July 19, 1999 - September 23, 2004
IMS SECURITIES, INC.
July 16, 1999 - September 23, 2004
IMS SECURITIES, INC.
January 2, 1998 - December 11, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 25, 1994 - October 6, 1997
NEW ENGLAND SECURITIES
January 24, 1994 - July 13, 1999
SECURITIES AMERICA, INC.
January 23, 1990 - January 18, 1994
CIBC WORLD MARKETS CORP.
October 28, 1988 - February 14, 1990
KNIBBE FINANCIAL GROUP, INC.
May 22, 1987 - October 31, 1988
NEW ENGLAND SECURITIES
October 12, 1983 - October 19, 1987
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE LEGACY SECURITIES L.L.C.
CRD#: 103722 / SEC#: , 8-52220
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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