Gerald E. Dwyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Edward Dwyer, who also goes by Gerry Dwyer, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1983. Gerald had worked at 12 firms and has passed the Series 63, Series 66, Series 65, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2014 - May 15, 2015
STAR MOUNTAIN ADVISORS, LLC
March 15, 2011 - October 14, 2011
MORGAN STANLEY
February 11, 2011 - October 14, 2011
MORGAN STANLEY
December 8, 2006 - October 1, 2007
M.M. DILLON & CO. LLC
September 6, 2006 - September 21, 2006
M.M. DILLON & CO. LLC
March 9, 2006 - June 9, 2006
WELLS FARGO CLEARING SERVICES, LLC
August 24, 2005 - June 9, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 28, 2005 - August 22, 2005
LEEB BROKERAGE SERVICES, INC.
August 25, 2004 - March 10, 2005
FLAGSTONE SECURITIES, LLC
May 28, 1998 - August 6, 2004
PUNK, ZIEGEL & COMPANY, L.P.
August 21, 1995 - April 6, 1998
BREAN MURRAY & CO., INC.
May 16, 1991 - August 31, 1995
PUNK, ZIEGEL & COMPANY, L.P.
May 14, 1990 - April 30, 1991
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
August 1, 1989 - April 4, 1990
PHOENIX CAPITAL MARKETS, INC.
April 11, 1989 - August 15, 1989
ACCESS SECURITIES, LLC
October 19, 1983 - February 11, 1989
JEFFERIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STAR MOUNTAIN ADVISORS, LLC
CRD#: 153505 / SEC#: , 8-68541
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
