Richard S. Speziale
Professional summary
Richard Salvatore Speziale, who also goes by Richard Speziale, Rick Speziale, is a registered financial professional currently at BRUCE A. LEFAVI SECURITIES, INC. located in Salt Lake City, Utah and OPENCASH located in Houston, Texas.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 31 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Salvatore Speziale's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2022 - Present
BRUCE A. LEFAVI SECURITIES, INC.
Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109June 26, 2023 - Present
OPENCASH
Office #1: 1120 Nasa Parkway Suite 220c, Houston, TX 77058September 12, 2023 - Present
COMPOSER SECURITIES LLC
Office #1: 427 Middleton Way, Chesapeake, VA 23322September 26, 2024 - Present
ARCHITECT SECURITIES LLC
Office #1: 8901 N New River Canal Rd Apt 15, Plantation, FL 33324May 22, 2025 - Present
NOMAD INVESTMENT SERVICES
Office #1: 1111 Lincoln Road Suite 660, Miami Beach, FL 33139June 29, 2025 - Present
ORTEX SECURITIES LLC
November 1, 2024 - August 1, 2025
THE FORBES SECURITIES GROUP LLC
July 24, 2024 - October 20, 2024
CUATRO CAPITAL SECURITIES LLC
December 1, 2023 - July 2, 2024
SYNAPSE BROKERAGE LLC
September 18, 2023 - May 23, 2025
MOMENT MARKETS, LLC
June 20, 2023 - August 10, 2023
MAIN STREET SECURITIES LLC
April 21, 2023 - June 29, 2023
UNIFIMONEY SECURITIES LLC
April 17, 2023 - July 31, 2024
ORTEX SECURITIES LLC
April 13, 2023 - December 5, 2023
PARTNERS FINANCE
March 23, 2023 - August 30, 2024
NORTHBOUND SECURITIES LLC
November 22, 2022 - May 12, 2023
OPENCASH
April 18, 2022 - August 12, 2022
IFP SECURITIES, LLC
August 20, 2021 - June 16, 2023
NBC SECURITIES, INC.
February 3, 2020 - January 3, 2022
IFP SECURITIES, LLC
July 9, 2019 - May 1, 2020
AARON CAPITAL INCORPORATED
October 19, 2007 - October 22, 2007
VICTORY CAPITAL SERVICES, INC.
October 19, 2007 - October 22, 2007
PROFUNDS DISTRIBUTORS, INC.
October 19, 2007 - October 22, 2007
HEARTLAND INVESTOR SERVICES, LLC
October 19, 2007 - October 22, 2007
CITI DISTRIBUTION SERVICES, INC.
May 4, 2000 - January 2, 2001
SCHRODER & CO. INC.
May 4, 2000 - January 4, 2001
LEWCO SECURITIES CORP.
July 21, 1999 - September 10, 2004
CITICORP SECURITIES SERVICES, INC.
March 23, 1999 - February 12, 2007
CITIGROUP GLOBAL MARKETS PUERTO RICO INC.
January 9, 1998 - September 1, 1998
SALOMON BROTHERS INC.
December 11, 1997 - January 2, 2002
THE ROBINSON-HUMPHREY COMPANY, LLC
July 20, 1994 - October 17, 2013
CITIGROUP GLOBAL MARKETS INC.
October 30, 1991 - July 6, 1994
PRUDENTIAL EQUITY GROUP, LLC
July 12, 1985 - April 3, 1987
WS GRIFFITH SECURITIES, INC.
November 16, 1983 - May 21, 1985
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/20/2025
General Securities Representative ExaminationSeries 99TO
Date: 11/1/2024
Operations Professional ExaminationFINRA
Current Firm
ORTEX SECURITIES LLC
CRD#: 322213 / SEC#: , 8-70978
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ORTEX TECHNOLOGIES LTD | SHAREHOLDER | |
| HILLERBERG, PETER MATTIAS | CEO/CCO/ROP | 7615727 |
Red Flags
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Company Information
ORTEX SECURITIES LLC
CRD#: 322213Salt Lake City, UT 84109TRUST BUT VERIFY
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