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RS

Richard S. Speziale

BRUCE A. LEFAVI SECURITIES
Salt Lake City, UT 84109
Some features on this profile are disabled
CRD#: 1192739
RS

Professional summary

Richard Salvatore Speziale, who also goes by Richard Speziale, Rick Speziale, is a registered financial professional currently at BRUCE A. LEFAVI SECURITIES, INC. located in Salt Lake City, Utah and OPENCASH located in Haverford, Pennsylvania.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 33 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard Speziale | Rick Speziale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Salvatore Speziale's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2022 - Present

BRUCE A. LEFAVI SECURITIES, INC.

Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
BD
CRD#: 10684
Salt Lake City, UT
Current

June 26, 2023 - Present

OPENCASH

Office #1: 521 W. Lancaster Ave Fl 2, Haverford, PA 19041
BD
CRD#: 317007
HAVERFORD, PA
Current

September 12, 2023 - Present

COMPOSER SECURITIES LLC

Office #1: 427 Middleton Way, Chesapeake, VA 23322
BD
CRD#: 325118
CHESAPEAKE, VA
Current

September 26, 2024 - Present

ARCHITECT SECURITIES LLC

Office #1: 8901 N New River Canal Rd Apt 15, Plantation, FL 33324
BD
CRD#: 328167
PLANTATION, FL
Current

May 22, 2025 - Present

NOMAD INVESTMENT SERVICES

Office #1: 20-102a 200 S Biscayne Blvd, Miami, FL 33131
BD
CRD#: 324105
MIAMI, FL
Current

June 29, 2025 - Present

ORTEX SECURITIES LLC

BD
CRD#: 322213
Loddington,
Current

December 11, 2025 - Present

BAINBRIDGE CAPITAL SECURITIES, INC.

Office #1: 4445 Eastgate Mall Suite 200, San Diego, CA 92121
BD
CRD#: 304472
SAN DIEGO, CA
Current

February 3, 2026 - Present

ALTERNATIVE MARKETS

Office #1: 799 Sandpiper Lane, Ponte Vedra Beach, FL 32082
BD
CRD#: 336243
PONTE VEDRA BEACH, FL
Past

November 1, 2024 - August 1, 2025

THE FORBES SECURITIES GROUP LLC

BD
CRD#: 288142
GREENWOOD VILLAGE, CO
Past

July 24, 2024 - October 20, 2024

CUATRO CAPITAL SECURITIES LLC

BD
CRD#: 328082
SAN JUAN, PR
Past

December 1, 2023 - July 2, 2024

SYNAPSE BROKERAGE LLC

BD
CRD#: 137662
PARKER, CO
Past

September 18, 2023 - May 23, 2025

MOMENT MARKETS, LLC

BD
CRD#: 325062
NEW YORK, NY
Past

June 20, 2023 - August 10, 2023

MAIN STREET SECURITIES LLC

BD
CRD#: 324347
AUSTIN, TX
Past

April 21, 2023 - June 29, 2023

UNIFIMONEY SECURITIES LLC

BD
CRD#: 321167
MILL VALLEY, CA
Past

April 17, 2023 - July 31, 2024

ORTEX SECURITIES LLC

BD
CRD#: 322213
NEW YORK, NY
Past

April 13, 2023 - December 5, 2023

PARTNERS FINANCE

BD
CRD#: 315067
HOUSTON, TX
Past

March 23, 2023 - August 30, 2024

NORTHBOUND SECURITIES LLC

BD
CRD#: 314549
DELREY BEACH, FL
Past

November 22, 2022 - May 12, 2023

OPENCASH

BD
CRD#: 317007
HAVERFORD, PA
Past

April 18, 2022 - August 12, 2022

IFP SECURITIES, LLC

BD
CRD#: 297287
TAMPA, FL
Past

August 20, 2021 - June 16, 2023

NBC SECURITIES, INC.

BD
CRD#: 17870
BIRMINGHAM, AL
Past

February 3, 2020 - January 3, 2022

IFP SECURITIES, LLC

BD
CRD#: 297287
TAMPA, FL
Past

July 9, 2019 - May 1, 2020

AARON CAPITAL INCORPORATED

BD
CRD#: 28583
COLUMBUS, GA
Past

October 19, 2007 - October 22, 2007

VICTORY CAPITAL SERVICES, INC.

BD
CRD#: 37059
BROOKLYN, OH
Past

October 19, 2007 - October 22, 2007

PROFUNDS DISTRIBUTORS, INC.

BD
CRD#: 19541
BETHESDA, MD
Past

October 19, 2007 - October 22, 2007

HEARTLAND INVESTOR SERVICES, LLC

BD
CRD#: 29693
BOSTON, MA
Past

October 19, 2007 - October 22, 2007

CITI DISTRIBUTION SERVICES, INC.

BD
CRD#: 29244
BOSTON, MA
Past

May 4, 2000 - January 2, 2001

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY
Past

May 4, 2000 - January 4, 2001

LEWCO SECURITIES CORP.

BD
CRD#: 6661
JERSEY CITY, NJ
Past

July 21, 1999 - September 10, 2004

CITICORP SECURITIES SERVICES, INC.

BD
CRD#: 15387
NEW YORK, NY
Past

March 23, 1999 - February 12, 2007

CITIGROUP GLOBAL MARKETS PUERTO RICO INC.

BD
CRD#: 40586
SAN JUAN, PR
Past

January 9, 1998 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

December 11, 1997 - January 2, 2002

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

July 20, 1994 - October 17, 2013

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 30, 1991 - July 6, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 12, 1985 - April 3, 1987

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
Past

November 16, 1983 - May 21, 1985

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(3/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/27/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/20/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/1/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/15/1983
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/8/2025
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/9/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AM
ALTERNATIVE MARKETS
ALTERNATIVE MARKETS | ALTERNATIVE MARKETS, LLC

CRD#: 336243 / SEC#: , 8-71372

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
799 Sandpiper Lane, Ponte Vedra Beach, FL 32082
Mailing Address
799 Sandpiper Lane, Ponte Vedra Beach, FL 32082
Phone number
(757) 784-7055
Established
Delaware since 04/02/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
A HOLD CORPORATIONSOLE MEMBER
ABEYWICKRAMA, KUSHAL MICHAELCCO6944964
MOREIRO, ROBERTO NMNCEO7193031
SPEZIALE, RICHARD SALVATOREFINOP1192739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTERNATIVE MARKETS

CRD#: 336243Salt Lake City, UT 84109

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