Sean C. Twomey
Professional summary
Sean Christopher Twomey is a registered financial professional currently at CHAMPLAIN ADVISORS, LLC located in Christiansted Town, .
Sean is registered as a RR (Registered Representative) and started their career in finance in 1983. Sean has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean Christopher Twomey's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2004 - Present
CHAMPLAIN ADVISORS, LLC
Office #1: No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820November 14, 2003 - June 3, 2004
STOCK SECURITIES LLC
December 4, 2001 - May 7, 2004
MALLORY CAPITAL GROUP, LLC
November 3, 2000 - December 10, 2001
PERSHING LLC
September 21, 1983 - December 10, 2001
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2023)
(4/19/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CHAMPLAIN ADVISORS, LLC
CRD#: 129560 / SEC#: , 8-66233
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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