William Hesse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hesse, who also goes by Bill Hesse, William Edward Hesse, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 23 firms and has passed the Series 63, Series 7, Series 6, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2013 - February 20, 2014
WTS PROPRIETARY TRADING GROUP LLC
October 10, 2011 - October 24, 2011
WM. H. MURPHY & CO., INC.
January 3, 2008 - September 17, 2009
MEETING STREET BROKERAGE, LLC
December 11, 2006 - January 2, 2008
VANDHAM SECURITIES CORP.
April 19, 2006 - November 29, 2006
ECHOTRADE LLC
October 24, 2001 - December 6, 2002
PARKER FINANCIAL CORP.
August 24, 1998 - May 10, 2001
RUMSON CAPITAL, LLC
May 19, 1998 - August 4, 1998
ON-SITE TRADING, INC.
August 22, 1997 - April 10, 1998
TRANS-HUDSON, L.L.C.
June 4, 1997 - September 17, 1997
MONTROSE CAPITAL MANAGEMENT LTD.
March 20, 1997 - May 21, 1997
FIRST LIBERTY INVESTMENT GROUP, INC.
May 24, 1996 - December 11, 1996
MILLENNIUM SECURITIES CORP.
January 19, 1996 - June 5, 1996
NORTHEAST SECURITIES, LLC
November 30, 1995 - January 24, 1996
SHARPE CAPITAL, INC.
July 19, 1995 - November 28, 1995
ROAN CAPITAL PARTNERS L.P.
April 26, 1995 - June 20, 1995
HUNTER INTERNATIONAL SECURITIES, INC.
April 12, 1995 - May 2, 1995
FSG SECURITIES, INC.
April 18, 1994 - May 26, 1994
INSTITUTIONAL EQUITY CORPORATION
February 24, 1994 - April 13, 1994
RUMSON CAPITAL, LLC
January 13, 1994 - February 2, 1994
TRANS-HUDSON, L.L.C.
April 30, 1992 - December 20, 1993
GRAYSON FINANCIAL LLC
December 11, 1989 - March 11, 1992
GRAYSON FINANCIAL LLC
September 21, 1989 - December 5, 1989
JONATHAN ALAN & CO., INC.
September 14, 1988 - July 6, 1989
ROBERT TODD FINANCIAL CORP.
June 29, 1987 - January 12, 1990
NORTH COAST SECURITIES
March 15, 1984 - June 18, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/21/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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