John E. Dinardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Dinardo was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2008 - February 5, 2021
TULLETT PREBON FINANCIAL SERVICES LLC
April 16, 2008 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
August 19, 2002 - November 30, 2007
BANC OF AMERICA SECURITIES LLC
December 1, 2000 - February 16, 2001
UBS SECURITIES LLC
January 14, 1986 - December 1, 2000
UBS FINANCIAL SERVICES INC.
November 22, 1983 - December 31, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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