Gregory Adamo
Professional summary
Gregory Adamo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Gregory had worked at 20 firms, which includes ALLSTATE FINANCIAL ADVISORS LLC, ALLSTATE FINANCIAL SERVICES LLC, NATIONAL SECURITIES CORPORATION, B. RILEY WEALTH ADVISORS INC., IC ADVISORY SERVICES INC., THE INVESTMENT CENTER INC., THE CONCORD EQUITY GROUP LLC, GREATER METROPOLITAN INVESTMENT SERVICES INC., NUTLEY SECURITIES INC., MEYERS POLLOCK ROBBINS INC., KC MAY SECURITIES CORP., JESUP & LAMONT SECURITIES CO. INC., GRUNTAL & CO. L.L.C., JONATHAN FOSTER & CO. L.P., J. T. MORAN & CO. INC., PHILIPS APPEL & WALDEN INC., LADENBURG THALMANN & CO. INC., SHELTER ROCK SECURITIES CORP., CREATIVE SECURITIES CORP., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - March 13, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
January 2, 2013 - March 13, 2017
ALLSTATE FINANCIAL SERVICES, LLC
June 24, 2011 - January 2, 2013
NATIONAL SECURITIES CORPORATION
June 23, 2011 - January 3, 2013
B. RILEY WEALTH ADVISORS, INC.
June 18, 2007 - June 23, 2011
IC ADVISORY SERVICES, INC.
December 18, 2003 - June 23, 2011
THE INVESTMENT CENTER, INC.
August 12, 1997 - December 18, 2003
THE CONCORD EQUITY GROUP, LLC
June 27, 1995 - August 21, 1997
GREATER METROPOLITAN INVESTMENT SERVICES, INC.
February 28, 1992 - August 19, 1993
NUTLEY SECURITIES, INC.
November 25, 1991 - January 16, 1992
MEYERS POLLOCK ROBBINS, INC.
August 9, 1991 - November 26, 1991
KC MAY SECURITIES CORP.
November 27, 1990 - August 19, 1991
JESUP & LAMONT SECURITIES CO., INC.
September 10, 1990 - November 20, 1990
GRUNTAL & CO., L.L.C.
January 31, 1990 - September 13, 1990
JONATHAN FOSTER & CO., L.P.
January 20, 1988 - January 27, 1990
J. T. MORAN & CO., INC.
January 9, 1986 - February 1, 1988
PHILIPS, APPEL & WALDEN, INC.
November 4, 1985 - January 11, 1986
LADENBURG THALMANN & CO. INC.
July 30, 1985 - November 6, 1985
SHELTER ROCK SECURITIES CORP.
March 9, 1984 - July 15, 1985
CREATIVE SECURITIES CORP.
November 22, 1983 - March 12, 1984
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/22/2000
Limited Representative-Equity Trader ExamCurrent Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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