Arthur G. Nunes
Professional summary
Arthur Geronimo Nunes JR, who also goes by Arthur Geronimo Nunes, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Kirkland, Washington.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Arthur has worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Geronimo Nunes JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2010 - Present
NORTHWEST ASSET MANAGEMENT
June 24, 2003 - January 3, 2011
IMS CAPITAL MANAGEMENT
March 2, 1998 - June 12, 2003
RBC CAPITAL MARKETS, LLC
January 23, 1996 - June 12, 2003
RBC CAPITAL MARKETS, LLC
April 4, 1995 - March 2, 1998
DAIN RAUSCHER INCORPORATED
July 31, 1993 - March 31, 1995
CITIGROUP GLOBAL MARKETS INC.
March 8, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
September 23, 1983 - March 22, 1988
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/4/2013)
(11/30/2010)
Exams
Current Firm
NORTHWEST ASSET MANAGEMENT
CRD#: 147923 / SEC#: 801-69483
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,844 |
| AUM (Assets Under Management) | $ 3,608,262,509 |
Red Flags
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