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Douglas Robert Wolf

CRD# 1192526·Registered 1983 - 2023
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Robert Wolf, who also goes by Doug Wolf, Douglas Wolf, was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1983 - 2023. Douglas had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Doug Wolf, Douglas Wolf

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
Erie, PA
November 20, 2020 - December 31, 2023
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Erie, PA
March 3, 2020 - May 11, 2020
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Erie, PA
March 19, 2010 - January 31, 2020
FORTUNE FINANCIAL SERIVCES, LLC·CRD# 42150
BD
Erie, PA
October 12, 2007 - February 8, 2010
ALLEGHENY INVESTMENTS, LTD.·CRD# 7597
BD
Pittsburgh, PA
July 23, 2001 - October 12, 2007
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Windsor, CT
October 15, 1993 - May 14, 2001
AETNA LIFE INSURANCE AND ANNUITY COMPANY·CRD# 13256
BD
Hartford, CT
November 29, 1983 - October 15, 1993

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Current Firm

FF
FORTUNE FINANCIAL SERIVCES, LLC

FORTUNE FINANCIAL SERIVCES, LLC | FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: 8-49727
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone Number

(724) 846-2488

Established

Pennsylvania since 04/20/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BURKE, KELLY GENECHAIRMAN2768537
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER—
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1983About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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