George L. Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Luis Rodriguez was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1993. George had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2012 - September 11, 2025
BLOOMBERG TRADEBOOK LLC
May 25, 2007 - June 1, 2012
VIRTU ITG LLC
August 3, 2004 - June 5, 2007
RAMIREZ TRADETREK SECURITIES LLC
May 25, 1993 - June 18, 2004
GUZMAN & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/27/2009
Limited Representative-Equity Trader ExamCurrent Firm
BLOOMBERG TRADEBOOK LLC
CRD#: 40881 / SEC#: , 8-49219
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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