Blake A. Banky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake Adrian Banky was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 1983. Blake had worked at 2 firms and has passed the Series 63, Series 3, Series 15, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 1997 - December 6, 1999
BNP PARIBAS BROKERAGE SERVICES, INC.
October 19, 1983 - February 10, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/21/1983
Foreign Currency Options ExaminationSeries 5
Date: 11/15/1983
Interest Rate Options ExaminationCurrent Firm
BNP PARIBAS BROKERAGE SERVICES, INC.
CRD#: 31394 / SEC#: , 8-44765
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNP PARIBAS, S.A. | OWNER | |
| BRUNNER, DAVID LOUIS | DIRECTOR | 1077058 |
| DISPALDO, THOMAS LOUIS | CROP | 1574734 |
| FOSTER, JOHN THOMAS | MANAGING DIRECTOR-CLEARING/OPERATIONS PRINCIPAL | 2786183 |
| HOEVENAAR, FREDERICK JOHN | MANAGING DIRECTOR OF COMPLIANCE | 1841338 |
| MAHONEY, THOMAS JOSEPH | CEO/CHARIMAN OF THE BOARD/SROP | 2563585 |
| MENESTRIER, CHRISTIAN | DIRECTOR/SECRETARY | 4142846 |
| PIRNER, JOHN WILLIAM | PRESIDENT/CFO/ FINOP | 1100237 |
| SELTZER, RICHARD STEPHEN | MANAGING DIRECTOR-GENERAL COUNSEL | 2759576 |
Disclosures
| Regulatory Event | 11 |
Red Flags
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