David J. Martinson

SECONDWIND ASSET MANAGEMENT LLC

Henderson, NV

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CRD#: 1192289

Professional summary

David Joe Martinson is a registered financial advisor currently at SECONDWIND ASSET MANAGEMENT LLC located in Henderson, Nevada.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joe Martinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2009 - Present

SECONDWIND ASSET MANAGEMENT LLC

RIA

CRD#: 150914

Henderson, NV

Past

December 1, 1991 - July 9, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SEATTLE, WA

Past

October 27, 1983 - July 9, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(12/22/2017)

IAR

Washington
(7/29/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/27/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Current Firm

SECONDWIND ASSET MANAGEMENT LLC

CRD#: 150914 / SEC#:

Idaho

Registered Investment Advisory firm - (7/25/2017 Terminated)

Nevada

Registered Investment Advisory firm - (12/22/2017 Approved)

Washington

Registered Investment Advisory firm - (7/29/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Henderson, NV

Mailing Address

Phone number

(808) 345-7490

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 5,802,353

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Martinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joe Martinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECONDWIND ASSET MANAGEMENT LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/27/2009

Series 63

Date: 9/28/1983

Series 7

Date: 9/17/1983

Current Firm

SECONDWIND ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SECONDWIND ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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