Vincent J. Houben
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Joseph Maria Houben was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1984. Vincent had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1991 - February 5, 1999
TZ CLEAR LLC
March 25, 1986 - January 29, 1991
FIRST UNION CAPITAL MARKETS CORP.
April 12, 1985 - March 26, 1986
DERAND/PENNINGTON/BASS, INC.
June 20, 1984 - December 18, 1984
INVEST FINANCIAL CORPORATION
January 27, 1984 - May 23, 1984
TZ CLEAR LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TZ CLEAR LLC
CRD#: 8089 / SEC#: , 8-24511
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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