Jeffrey J. Heet

CARDINAL INVESTMENTS

COLUMBIA, IL 62236

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CRD#: 1192160

Professional summary

Jeffrey Joseph Heet is a registered financial advisor currently at CARDINAL INVESTMENTS, INC. located in Columbia, Illinois.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1983. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 52TO, SIE, Series 55, Series 7, Series 14, Series 27, Series 24, Series 53 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Joseph Heet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 1994 - Present

CARDINAL INVESTMENTS, INC.

Office #1: 3512 Sweet Briar Lane, Columbia, IL 62236Office #2: 1600 North Belt West, Belleville, IL 62226

CRD#: 36838

COLUMBIA, IL

Past

October 26, 1997 - December 31, 2005

CARDINAL INVESTMENTS, INC.

RIA

CRD#: 36838

ST. PETERS, MO

Past

April 15, 1993 - September 1, 1994

HAHN SECURITIES, INC.

CRD#: 18191

EDWARDSVILLE, IL

Past

October 5, 1988 - December 17, 1991

FIRST GATEWAY SECURITIES INC.

CRD#: 22596

Past

May 20, 1988 - December 13, 1988

JIM BECHERER & CO.

CRD#: 6043

Past

February 1, 1988 - May 31, 1988

ROWLAND, SIMON & CO.

CRD#: 21666

Past

September 11, 1984 - February 1, 1988

I.M. SIMON & CO., INC.

CRD#: 418

Past

September 29, 1983 - September 4, 1984

WZW FINANCIAL SERVICES, INC.

CRD#: 5717

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(3/23/1998)

Colorado
(6/26/1997)

Florida
(7/25/1996)

Georgia
(1/8/1999)

Illinois
(10/18/1994)

Indiana
(7/17/1995)

Iowa
(4/2/1996)

CARDINAL INVESTMENTS, INC.

CRD#: 36838 / SEC#: , 8-47493

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

3512 Sweet Briar Lane, Columbia, IL 62236

Mailing Address

3512 Sweet Briar Lane, Columbia, IL 62236

Phone number

(618) 277-1005

Established

Illinois since 05/13/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (12 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HEET, BARBARA JEAN	DIRECTOR	2515094
HEET, GREGORY JOHN	DIRECTOR	2515092
HEET, JEFFREY JOSEPH	PRESIDENT / CHIEF COMPLIANCE OFFICER	1192160
HEET, MARY ANN	CORP SECRETARY	2515095

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey J. Heet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Joseph Heet's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDINAL INVESTMENTS, INC.

HAHN SECURITIES, INC.

FIRST GATEWAY SECURITIES INC.

JIM BECHERER & CO.

ROWLAND, SIMON & CO.

I.M. SIMON & CO., INC.

WZW FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/1994

Series 63

Date: 10/6/1983

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 11/17/2000

Series 7

Date: 9/17/1983

Series 14

Date: 1/2/2023

Series 27

Date: 8/29/1994

Series 24

Date: 5/18/1984

Series 53

Date: 4/20/1984

Series 4

Date: 2/21/1984

FINRA

Current Firm

CARDINAL INVESTMENTS, INC.

Contact information

FINRA licenses (12 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CARDINAL INVESTMENTS, INC.

TRUST BUT VERIFY

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