Richard A. Van Rikxoord
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Allan Van Rikxoord, who also goes by Richard Alan Vanrikxoord, Richard Allan Vanrikxoord, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1983. Richard had worked at 15 firms and has passed the Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2006 - September 13, 2007
SCF SECURITIES, INC.
February 29, 1996 - June 7, 2004
FINANCE 500, INC.
July 14, 1995 - December 15, 1995
INTERFIRST CAPITAL CORPORATION
July 28, 1994 - February 1, 1995
TOLUCA PACIFIC SECURITIES CORP.
November 24, 1992 - May 17, 1994
KENNEDY, CABOT & CO.
October 31, 1991 - September 17, 1992
TITAN/VALUE EQUITIES GROUP, INC.
June 6, 1990 - April 1, 1991
CAPITAL BROKERAGE CORPORATION
November 21, 1989 - March 12, 1990
IDS LIFE INSURANCE COMPANY
November 21, 1989 - March 12, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
November 16, 1988 - May 1, 1989
OBERHOFER & COMPANY
June 10, 1988 - September 21, 1988
PRUDENTIAL EQUITY GROUP, LLC
April 7, 1988 - June 10, 1988
CIBC WORLD MARKETS CORP.
August 15, 1985 - March 19, 1988
E. F. HUTTON & COMPANY INC
May 3, 1984 - August 16, 1985
UBS FINANCIAL SERVICES INC.
October 31, 1983 - December 5, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
