Roxane S. Dimon

ELM3 FINANCIAL GROUP

ALPHARETTA, GA 30022-1145

CRD#: 1192124

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Professional summary

Roxane Sue Dimon, who also goes by Roxane Sue Alianello, is a registered financial advisor currently at ELM3 FINANCIAL GROUP, LLC located in Alpharetta, Georgia.

Roxane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Roxane has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roxane Sue Alianello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roxane Sue Dimon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2026 - Present

ELM3 FINANCIAL GROUP, LLC

Office #1: 5755 North Point Pkwy Suite 92, Alpharetta, GA 30022-1145

RIA

CRD#: 140594

ALPHARETTA, GA

Past

March 25, 2019 - May 29, 2025

YOUR RETIREMENT COACH

RIA

CRD#: 125573

MARIETTA, GA

Past

September 4, 2018 - March 15, 2019

MCCORMACK FINANCIAL PLANNING INC.

RIA

CRD#: 136857

ATLANTA, GA

Past

May 4, 2004 - December 31, 2004

NCF FINANCIAL SERVICES, INC.

CRD#: 120471

DURHAM, NC

Past

January 28, 2003 - June 24, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELM3 FINANCIAL GROUP, LLC

AMERICAN MONEY MANAGEMENT | ELM3 FINANCIAL GROUP, LLC | ATFG | AMERICAN TAX & FINANCIAL GROUP, LLC | AMERICAN MONEY MANAGEMENT, LLC

CRD#: 140594 / SEC#: 801-126278

RIA

Registered Investment Advisory firm - (8/3/2022 Approved)

Florida

Registered Investment Advisory firm - (9/2/2022 Terminated)

Georgia

Registered Investment Advisory firm - (9/14/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (9/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (9/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/27/2003

General Securities Representative Examination

Current Firm

ELM3 FINANCIAL GROUP, LLC

AMERICAN MONEY MANAGEMENT | ELM3 FINANCIAL GROUP, LLC | ATFG | AMERICAN TAX & FINANCIAL GROUP, LLC | AMERICAN MONEY MANAGEMENT, LLC

CRD#: 140594 / SEC#: 801-126278

RIA

Registered Investment Advisory firm - (8/3/2022 Approved)

Florida

Registered Investment Advisory firm - (9/2/2022 Terminated)

Georgia

Registered Investment Advisory firm - (9/14/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (9/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (9/2/2022 Terminated)

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Contact information

Main Address

5755 North Point Pkwy Suite 92, Alpharetta, GA 30022-1145

Mailing Address

Phone number

(678) 297-9500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELM3 ADV PART 2A (2/19/2026)

Regulatory assets under management

Total Number of Accounts	680
AUM (Assets Under Management)	$ 189,038,143

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roxane S. Dimon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roxane Sue Dimon's CRS (Customer Relationship Summary).

Certified licenses

Experience

YOUR RETIREMENT COACH

MCCORMACK FINANCIAL PLANNING INC.

NCF FINANCIAL SERVICES, INC.

EDWARD JONES

Primary Firm SEC Registration

ELM3 FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2018

Series 63

Date: 1/30/2003

Series 7

Date: 1/27/2003

Current Firm

ELM3 FINANCIAL GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELM3 FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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