Alfred G. Block

BUCKMAN, BUCKMAN & REID

Little Silver, NJ 07739

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CRD#: 1192064

Professional summary

Alfred Gerald Block was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Alfred is registered as a RR (Registered Representative) and started their career in finance in 1983. Prior to being barred, Alfred has worked at 6 firms, which includes VIEWTRADE SECURITIES INC., VIEWTRADE FINANCIAL, BARRON CHASE SECURITIES INC., FIRST MONTAUK SECURITIES CORP., MARSH BLOCK & CO. INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Archie Block

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alfred Gerald Block's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2017 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739

CRD#: 23407

Little Silver, NJ

Past

October 13, 2005 - June 29, 2016

VIEWTRADE SECURITIES, INC.

CRD#: 46987

JERSEY CITY, NJ

Past

December 17, 2003 - December 21, 2005

VIEWTRADE FINANCIAL

CRD#: 47116

BOCA RATON, FL

Past

November 16, 2000 - December 31, 2003

VIEWTRADE SECURITIES, INC.

CRD#: 46987

BOCA RATON, FL

Past

January 20, 2000 - November 16, 2000

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

July 16, 1997 - April 22, 1998

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

December 7, 1983 - July 9, 1997

MARSH, BLOCK & CO. INC.

CRD#: 11194

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/13/2017)

Florida
(2/13/2017)

New Jersey
(2/15/2017)

New York
(2/23/2017)

Exams

State Security Law Exam

Series 63

Date: 9/9/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 53

Date: 8/30/1984

Municipal Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.

CRD#: 23407 / SEC#: , 8-40413

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

44 Church St., Little Silver, NJ 07739

Mailing Address

44 Church St., Little Silver, NJ 07739

Phone number

(732) 530-0303

Established

New Jersey since 09/07/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JTC HOLDINGS LLC	SHARE HOLDER
GIAKAS, WALLACE MARTIN	STOCKHOLDER	1068278
LAU, PETER SEN	STOCKHOLDER	2302677
YANG, ZHAO	SHAREHOLDER	6077274
ALMERINI, LOUIS ACHILLE	FINOP	1605183
BUCKMAN, HARRY JOHN	CHAIRMAN, RSOP	1090909
BUCKMAN, HARRY JOHN JR	SR. VICE PRESIDENT	2202467
BUCKMAN, MARY	STOCKHOLDER	5823239
BUCKMAN, THOMAS PAUL	SECRETARY	2577168
CAMPOLI, JOHN	SHAREHOLDER	6596748
PANNO, RICHARD ANTHONY	CHIEF COMPLIANCE OFFICER	724727
SHOICHET, MARK ELLIOTT	STOCKHOLDER	2301353

Disclosures

Regulatory Event	18
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alfred G. Block

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alfred Gerald Block's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIEWTRADE SECURITIES, INC.

VIEWTRADE FINANCIAL

VIEWTRADE SECURITIES, INC.

BARRON CHASE SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

MARSH, BLOCK & CO. INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/1980

SIE

Date: 10/1/2018

Series 53

Date: 8/30/1984

FINRA

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BUCKMAN, BUCKMAN & REID, INC.

TRUST BUT VERIFY

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