John N. Harman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Newton Harman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1991 - October 1, 1991
EDGE SECURITIES, INC.
April 5, 1989 - December 13, 1990
OLD SLIP CAPITAL MANAGEMENT, INC.
February 23, 1987 - April 27, 1989
UBS FINANCIAL SERVICES INC.
March 25, 1985 - February 27, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
November 30, 1984 - April 8, 1985
CRALIN & CO., INC.
September 22, 1983 - November 30, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EDGE SECURITIES, INC.
CRD#: 21881 / SEC#: , 8-39333
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
