William E. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Earl Fisher, who also goes by Bill Fisher, William E Fisher, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 8 firms and has passed the Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 1995 - April 9, 1996
VFG SECURITIES, INC.
September 27, 1994 - January 23, 1995
TOLUCA PACIFIC SECURITIES CORP.
June 2, 1994 - October 4, 1994
ASSOCIATED SECURITIES CORP.
April 22, 1992 - June 28, 1994
CALIFORNIA ONE INVESTMENTS
February 16, 1990 - July 30, 1991
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 10, 1988 - February 28, 1990
CAPITAL BROKERAGE CORPORATION
July 9, 1987 - August 16, 1988
AGFC INVESTMENT SECURITIES
October 24, 1983 - September 26, 1986
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VFG SECURITIES, INC.
CRD#: 15121 / SEC#: , 8-31595
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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