Glen R. Ashley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Roy Ashley was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1983. Glen had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 1988 - March 14, 1989
G. K. SCOTT & CO., INC.
March 11, 1988 - July 5, 1988
BRENNAN ROSS SECURITIES, INC.
October 30, 1987 - March 9, 1988
MARSHALL DAVIS, INC.
November 17, 1986 - November 28, 1986
A. G. EDWARDS & SONS, INC.
February 28, 1986 - August 18, 1986
F.D. ROBERTS SECURITIES, INC.
November 7, 1984 - September 16, 1985
BLINDER, ROBINSON & CO., INC.
January 6, 1984 - September 24, 1984
GREENTREE SECURITIES CORP.
September 22, 1983 - January 4, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. K. SCOTT & CO., INC.
CRD#: 3305 / SEC#: , 8-8455
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
