Gregory N. Merlino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory N/a Merlino, CFP®, who also goes by Greg Merlino, Gregory Merlino, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1983. Gregory had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1985
Experience
September 14, 2004 - November 29, 2022
AMERIWAY FINANCIAL SERVICES, INC.
January 28, 1998 - December 31, 2024
LPL FINANCIAL LLC
June 5, 1992 - December 31, 2024
LPL FINANCIAL LLC
October 28, 1988 - June 10, 1992
CADARET, GRANT & CO., INC.
June 19, 1986 - November 16, 1988
FOCUS SECURITIES, INC.
February 26, 1986 - July 1, 1986
CARDELL & ASSOCIATES, INCORPORATED
January 30, 1984 - March 17, 1986
FIRST SECURITIES CORPORATION OF THE SOUTHWEST
November 1, 1983 - January 13, 1984
JOHNSON & JOUNET SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIWAY FINANCIAL SERVICES, INC.
CRD#: 128943 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
