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CK

Christopher G. Kelly

PROVENIO CAPITAL
Palm Beach, FL 33480-4618
Some features on this profile are disabled
CRD#: 1191698
CK

Professional summary

Christopher Gerard Kelly JR, who also goes by Chris Kelly, is a registered financial advisor currently at PROVENIO CAPITAL located in Palm Beach, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Gerard Kelly JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2026 - Present

PROVENIO CAPITAL

Office #1: 205 Worth Avenue #311, Palm Beach, FL 33480-4618
RIA
CRD#: 333009
Palm Beach, FL
Past

April 21, 1992 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

April 21, 1992 - October 23, 1995

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

April 21, 1992 - June 9, 2004

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 25, 1988 - April 2, 1992

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

November 24, 1987 - August 16, 1988

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
Past

July 18, 1985 - November 23, 1987

GOLDMAN SACHS MONEY MARKETS INC.

BD
CRD#: 13821
Past

September 21, 1983 - June 7, 1985

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROVENIO CAPITAL
PROVENIO CAPITAL | PROVENIO CAPITAL MANAGEMENT LLC

CRD#: 333009 / SEC#: 801-131264

RIA
Registered Investment Advisory firm - (10/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/2/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/17/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/12/1997
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

PC
PROVENIO CAPITAL
PROVENIO CAPITAL | PROVENIO CAPITAL MANAGEMENT LLC

CRD#: 333009 / SEC#: 801-131264

RIA
Registered Investment Advisory firm - (10/8/2024 Approved)
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Contact information

Main Address
4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 301-9060
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROVENIO CAPITAL - FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts128
AUM (Assets Under Management)$ 1,642,380,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROVENIO CAPITAL

CRD#: 333009Palm Beach, FL 33480-4618

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