Robert L. Olcott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lymon Olcott II, AIF®, who also goes by Rob Lymon Olcott, Robert Lymon Olcott, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2018 - July 14, 2020
FIDUCIENT ADVISORS LLC
April 16, 2009 - March 28, 2018
ORION INVESTMENT ADVISORS, LLC
September 16, 2005 - March 1, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 16, 2005 - March 1, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 1, 2003 - September 16, 2005
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 16, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 17, 1993 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 17, 1993 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - December 6, 1993
CITIGROUP GLOBAL MARKETS INC.
April 11, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
November 18, 1983 - April 11, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
FIDUCIENT ADVISORS LLC
CRD#: 106720 / SEC#: 801-48820
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDUCIENT ADVISORS LLC
CRD#: 106720 / SEC#: 801-48820
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,150 |
| AUM (Assets Under Management) | $ 67,638,977,771 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/30/2024 | ||
| 11/14/2023 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
