Anthony L. Hammock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Lee Hammock, who also goes by Tony Hammock, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1983. Anthony had worked at 22 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2018 - August 7, 2018
CASCADE FINANCIAL MANAGEMENT, INC.
October 31, 2016 - August 29, 2017
CREATIVEONE SECURITIES, LLC
August 6, 2015 - November 1, 2016
MONEY CONCEPTS CAPITAL CORP
June 2, 2015 - August 5, 2015
THE LEADERS GROUP, INC.
May 3, 2013 - June 3, 2015
MWA FINANCIAL SERVICES INC.
June 2, 2010 - December 14, 2012
BANKERS & INVESTORS CO.
February 5, 2008 - July 21, 2009
DUNHAM
February 23, 2006 - March 2, 2007
A. G. EDWARDS & SONS, INC.
February 2, 2006 - April 5, 2006
WFG INVESTMENTS, INC.
September 14, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
December 7, 2004 - March 7, 2005
ALLSTATE FINANCIAL SERVICES, LLC
June 29, 2004 - September 10, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
May 19, 1999 - May 28, 2004
MML DISTRIBUTORS, LLC
February 4, 1997 - February 24, 1999
SECURITY DISTRIBUTORS
January 31, 1996 - March 14, 1996
BISYS SHELF B/D (1), INC.
August 18, 1994 - January 3, 1996
SECURITY DISTRIBUTORS
September 11, 1991 - July 11, 1994
CRONOS SECURITIES CORP
October 12, 1990 - September 5, 1991
ATEL SECURITIES CORPORATION
March 5, 1987 - August 27, 1990
PHOENIX SECURITIES, INC.
October 14, 1986 - November 11, 1986
MARKETING ONE SECURITIES, INC.
July 22, 1985 - October 2, 1986
NEWHARD, COOK & CO. INCORPORATED
June 25, 1984 - February 19, 1985
R. ROWLAND & CO., INCORPORATED
September 27, 1983 - April 20, 1984
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASCADE FINANCIAL MANAGEMENT, INC.
CRD#: 119030 / SEC#: 801-64346, 8-53730
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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